Every year, autumn brings hayrides, changing leaves, family gatherings, sweater weather, the chance to savor a cup of black tea by a roaring fire—and a raft of Securities and Exchange Commission (SEC) ...

A trio of enforcement actions brought by the Securities and Exchange Commission in September sounds a warning bell for all companies to revisit their existing employee agreements, being particularly ...

These and other questions illustrate why complying with the U.S. Securities and Exchange Commission’s (SEC/Commission) amended Cybersecurity Disclosure Rule—which was formally adopted one year ago and ...

The revolving door between the U.S. cryptocurrency industry and Wall Street’s top cop has been particularly active this year — a trend that one former SEC lawyer who now defends crypto clients in the ...

The US Securities and Exchange Commission's (SEC) X account was hacked this week to post an unauthorized tweet announcing the approval of spot Bitcoin Exchange Traded Funds (ETFs). The post was up for ...

Corporate attorneys see myriad lessons from the Securities and Exchange Commission's decision to sue SolarWinds and its security chief, Tim Brown, over a colossal 2019-2020 data breach. But one of ...

In SEC v. Dragonchain, the SEC brought an action against three Dragonchain entities controlled by John Roets, which collectively raised $16.5 million from about 5,000 investors in “unregistered’ ...