Gathering client data upfront is a critical, but often unnecessarily difficult, first step of any financial advisor-client relationship. Too often, wealth management firms still rely on spreadsheets, ...

Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

In this installment of our continuing series on e-discovery basics, we address the importance of developing a thorough understanding of client data and planning for discovery before litigation starts.

Claude for Financial Advisors, Anthropic's new AI plugin for registered investment advisors, connects Claude to Schwab ...

Among the biggest challenges advisors face is simply getting the data needed to execute a client’s financial plan. Without information to enter into the planning software, it’s impossible to ...

While plainly irrelevant personal content can be excluded from review populations, firms should preserve the complete original forensic image and restrict access rather than delete data, maintaining ...

You can probably tell when your clients are drowning in too much information. Daily bombardments of intra-day trading figures, predictions of doom from TV experts who have no personal stake in the ...

A recent data breach at Edelman Financial Engines is adding to a growing list of cybersecurity attacks on financial advisors that culminated a week ago when hackers threatened to expose millions of ...

Welcome to our guide on IG Client Sentiment—an excellent tool to gauge trader positioning and sentiment in the FX and CFD-trading market. View updates in real-time ...

Take advantage of the Entity Client Provider -- a client side query engine, to execute queries against a conceptual model of data Microsoft’s Entity framework is an open source ORM framework for ...